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日常監管力量集中查辦了招商證券多名從業人員買賣股票等違法違規行為 。一是對63人作出行政處罰，內部問責進行立體化懲戒 。2名時任合規總監采取監管談話的行政監管措施，並督促招商證券啟動內部問責 ，三是對46人采取行政監管措施，約談相關違規人員，落實問責全覆蓋。新京報貝殼財經訊據證監會2月9日消息，近 |
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